Securities Archives - Page 3 of 6 - Trivium Finance Regs - China financial regulations

First batch of main board registration-based IPO companies begin trading

Alex Yang
Posted on April 11, 2023

Letting the market shoulder the IPO information disclosure and pricing burden will make China’s capital markets more efficient, but the move may not be quite as impactful or free market as it sounds…

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CSRC calls for comment on proposed derivatives trading supervision rules

Alex Yang
Posted on March 31, 2023March 31, 2023

As the CSRC points out, these measures are largely aimed at getting China’s over-the-counter derivatives market aligned with international standards, as agreed upon by G20 leaders in 2009. Just as was the case with the Futures and Derivatives Law, this piece of complementary regulation serves to ensure the development of a more sophisticated, robust, and secure Chinese derivatives market…

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CSRC issues draft of proposed rules to supervise futures firms

Alex Yang
Posted on March 31, 2023

These measures, like the Measures for the Supervision of Derivatives Transactions, are complementary regulations that provide more detailed rules to implement the Futures and Derivatives Law, a key piece of legislation to build a more sophisticated capital markets system that aligns with international standards…

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CSRC proposes extending registration-based IPO system to all domestic exchanges

[email protected]
Posted on February 6, 2023February 6, 2023

This change has been on the cards for years and, while it was already being applied to the country’s three smaller stock markets, the two biggest bourses – the main boards in Shanghai and Shenzhen – were still operating under the old, time-consuming system.

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CSRC revises administrative measures for securities and futures companies’ private equity asset management business

Jibingxin Han
Posted on February 1, 2023February 1, 2023

The CSRC and other financial regulators are increasingly confident in the success of the campaign to derisk the broader asset management sector and reorient it toward becoming a stable, long-term-focused wealth creator. With a more solid risk management framework in place, we expect to see regulators …

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CSRC issues administrative measures for the securities brokerage business

Alex Yang
Posted on January 31, 2023January 31, 2023

China’s securities sector has a bad reputation among domestic investors due to scandals involving a range of bad behavior, including misleading sales tactics, fraud, and unethical conduct. To be sure, regulators themselves are partly to blame because of their relatively lax oversight and weak protection of investors’ rights…

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PBoC extends CNY trading hours

Alex Yang
Posted on January 19, 2023January 19, 2023

More than 60 offshore banks and other financial institutions are CFETS members. Longer trading hours mean they can trade CNY – rather than offshore CNH – at more convenient times…

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Former HKEX boss to set up Macau exchange focused on trading small business-related financial assets

[email protected]
Posted on December 9, 2022

Charles Li sure knows how to speak Beijing’s language – the Macau exchange may not have been devised by policymakers, but it certainly aligns with their objectives. To that effect, the exchange will be a novel trial balloon vis-à-vis Beijing’s push to expand capital access for small mainland firms.

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Flurry of regulatory measures kicks off private pensions pilot scheme

[email protected]
Posted on December 6, 2022December 14, 2022

Developing a robust private retirement savings ecosystem checks multiple policy boxes. It will

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CSRC, SASAC release plan to boost debt funding to support central SOE tech innovation

Tianyu Zhu
Posted on November 16, 2022

Beijing is transitioning to an economic strategy focused on high-quality growth, self-reliance, and innovation – and it wants SOEs to play a dominant role in that process. These measures lay the groundwork to ensure that the financial system plays its part.

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Securities

First batch of main board registration-based IPO companies begin trading

CSRC calls for comment on proposed derivatives trading supervision rules

CSRC issues draft of proposed rules to supervise futures firms

CSRC proposes extending registration-based IPO system to all domestic exchanges

CSRC revises administrative measures for securities and futures companies’ private equity asset management business

CSRC issues administrative measures for the securities brokerage business

PBoC extends CNY trading hours

Former HKEX boss to set up Macau exchange focused on trading small business-related financial assets

Flurry of regulatory measures kicks off private pensions pilot scheme

CSRC, SASAC release plan to boost debt funding to support central SOE tech innovation

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