Securities Archives - Trivium Finance Regs - China financial regulations

CSRC proposes extending registration-based IPO system to all domestic exchanges

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Posted on February 6, 2023February 6, 2023

This change has been on the cards for years and, while it was already being applied to the country’s three smaller stock markets, the two biggest bourses – the main boards in Shanghai and Shenzhen – were still operating under the old, time-consuming system.

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CSRC revises administrative measures for securities and futures companies’ private equity asset management business

Jibingxin Han
Posted on February 1, 2023February 1, 2023

The CSRC and other financial regulators are increasingly confident in the success of the campaign to derisk the broader asset management sector and reorient it toward becoming a stable, long-term-focused wealth creator. With a more solid risk management framework in place, we expect to see regulators …

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CSRC issues administrative measures for the securities brokerage business

Alex Yang
Posted on January 31, 2023January 31, 2023

China’s securities sector has a bad reputation among domestic investors due to scandals involving a range of bad behavior, including misleading sales tactics, fraud, and unethical conduct. To be sure, regulators themselves are partly to blame because of their relatively lax oversight and weak protection of investors’ rights…

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PBoC extends CNY trading hours

Alex Yang
Posted on January 19, 2023January 19, 2023

More than 60 offshore banks and other financial institutions are CFETS members. Longer trading hours mean they can trade CNY – rather than offshore CNH – at more convenient times…

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Former HKEX boss to set up Macau exchange focused on trading small business-related financial assets

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Posted on December 9, 2022

Charles Li sure knows how to speak Beijing’s language – the Macau exchange may not have been devised by policymakers, but it certainly aligns with their objectives. To that effect, the exchange will be a novel trial balloon vis-à-vis Beijing’s push to expand capital access for small mainland firms.

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Flurry of regulatory measures kicks off private pensions pilot scheme

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Posted on December 6, 2022December 14, 2022

Developing a robust private retirement savings ecosystem checks multiple policy boxes. It will

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CSRC, SASAC release plan to boost debt funding to support central SOE tech innovation

Tianyu Zhu
Posted on November 16, 2022

Beijing is transitioning to an economic strategy focused on high-quality growth, self-reliance, and innovation – and it wants SOEs to play a dominant role in that process. These measures lay the groundwork to ensure that the financial system plays its part.

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Finance ministry encourages Shenzhen to take the lead in tax reform

Tianyu Zhu
Posted on November 5, 2022November 29, 2022

China’s fiscal and taxation systems are in dire need of an overhaul and the top leadership knows it, although it’s been reluctant to tackle the problems in a serious way. The shortcomings of the current fiscal system, which emerged after the reforms of 1994, have left local authorities shouldering most of the fiscal burden without the necessary fiscal income.

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Shanghai Stock Exchange launches 13 indices to encourage funding for tech development

David Zhang
Posted on October 27, 2022

Beijing sees tech innovation as an engine of growth as policymakers increasingly focus on the quality of economic growth rather than quantity. Developing the domestic capital markets will be key to…

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NDRC raises approval requirements for offshore debt issuance

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Posted on September 1, 2022

This move is part of a broader aim by Beijing to exercise tighter control over what types of companies can raise cash – and for what purposes…

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Securities

CSRC proposes extending registration-based IPO system to all domestic exchanges

CSRC revises administrative measures for securities and futures companies’ private equity asset management business

CSRC issues administrative measures for the securities brokerage business

PBoC extends CNY trading hours

Former HKEX boss to set up Macau exchange focused on trading small business-related financial assets

Flurry of regulatory measures kicks off private pensions pilot scheme

CSRC, SASAC release plan to boost debt funding to support central SOE tech innovation

Finance ministry encourages Shenzhen to take the lead in tax reform

Shanghai Stock Exchange launches 13 indices to encourage funding for tech development

NDRC raises approval requirements for offshore debt issuance

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